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700 Cedar Lake Blvd, Oklahoma City, OK 73114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2023-02-24 |
| TX | RA | APPROVED | 2023-02-24 |
Branch Locations
2412 Bartlett St., Suite 102, Houston, TX 77098 • United States
700 Cedar Lake Blvd, Oklahoma City, OK 73114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2022 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2022 | Present |
| Texas Christian University | Fort Worth | TX | 08/2018 | 05/2022 |
| Heritage Hall | Oklahoma City | OK | 08/2012 | 05/2018 |
| Adaptation Financial Advisors Inc. | Oklahoma City | OK | 02/2023 | Present |
| Mdk Financial Group Inc. | Houston | TX | 02/2023 | 07/2023 |
1) ADAPTATION FINANCIAL, Oklahoma City OK 73114, 11/2022, Employee and Investment Advisory Representative, 2) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 20 HR/MO - 20 HR/MO TRADING. 3) MDK FINANCIAL GROUP, HOUSTON, TX, 02/2023, INVESTMENT ADVISORY REPRESENTATIVE, 4) MDK FINANCIAL, 1912 Barnard, Houston TX, 03/2023, As Advisory Rep of a RIA, INV REL, 20 HR/MO, 20 HR/MO Trading 5) ASHTON NIEMANN, 1912 Branard St, Houston TX 77098, United States, 11/2025, Insurance Agent, Insurance/Benefits/Human Resources, NIR, 7 HR/MO - 3 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-21 |
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