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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-12 |
| NM | RA | APPROVED | 2023-10-02 |
Branch Locations
6301 Uptown Blvd Ne Suite 100, Albuquerque, NM 87110-4132 • United States
Albuquerque, NM • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Albuquerque | NM | 08/2022 | Present |
| Zia Trust, Inc | Albuquerque | NM | 08/2018 | 07/2022 |
| University Of New Mexico | Albuquerque | NM | 08/2016 | 05/2020 |
| Albuquerque Academy | Albuquerque | NM | 05/2013 | 02/2020 |
(1) Name of Entity: Albuquerque Academy Address: 6400 WYOMING BLVD ALBUQUERUQE NEW MEXICO 87110 Investment/Not Investment Related: No Business Description: Educational Institution Start Date: Nov 17, 2025 Capacity: Other Duties: Head Coach of Girls Junior Varsity Basketball team Hours Devoted Per Month: 0 - 4 Hours Hours Devoted During Securities Hours Per Month: 0 - 4 Hours (2) NAME OF ENTITY: Bosque School ADDRESS: 4000 Bosque School Rd NW Albuquerque New Mexico 87120 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Nov 02, 2026 CAPACITY: Other DUTIES: Assistant boys varsity basketball coach HOURS DEVOTED PER MONTH: 30 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-29 |
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