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Kate Halickman

Ubs Financial Services Inc.

Boca Raton, FL

Weehawken, NJ

Granded, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-01-31
FL RA APPROVED 2023-09-01
NC RA APPROVED 2023-02-24
  • NJ RA
    APPROVED
    Since 2025-01-31
  • FL RA
    APPROVED
    Since 2023-09-01
  • NC RA
    APPROVED
    Since 2023-02-24

Branch Locations

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Granded, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
College Queens University Charlotte Charlotte NC 09/2018 08/2022
Oxbridge Academy West Palm Beach FL 09/2014 09/2018
Ubs Financail Services Charlotte NC 10/2022 Present
  • 09/2018 → 08/2022
    College Queens University Charlotte
    Charlotte, NC
  • 09/2014 → 09/2018
    Oxbridge Academy
    West Palm Beach, FL
  • 10/2022 → Present
    Ubs Financail Services
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-11
  • S66 Uniform Combined State Law Examination
    2023-02-11

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

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Nancy JoeAnn Tush
LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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