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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-05-20
  • NC RA
    APPROVED
    Since 2025-05-20

Branch Locations

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Charitable Durham NC 06/2020 06/2021
Fidelity Investments Durham NC 06/2021 05/2025
Southern Bank And Trust Company Greenville NC 04/2019 06/2020
East Carolina University Greenville NC 08/2015 05/2019
Fidelity Investments Boston MA 03/2025 05/2025
Capital Investment Group. Inc Raleigh NC 05/2025 Present
Capital Investment Advisory Services, Llc Raleigh NC 05/2025 Present
  • 06/2020 → 06/2021
    Fidelity Charitable
    Durham, NC
  • 06/2021 → 05/2025
    Fidelity Investments
    Durham, NC
  • 04/2019 → 06/2020
    Southern Bank And Trust Company
    Greenville, NC
  • 08/2015 → 05/2019
    East Carolina University
    Greenville, NC
  • 03/2025 → 05/2025
    Fidelity Investments
    Boston, MA
  • 05/2025 → Present
    Capital Investment Group. Inc
    Raleigh, NC
  • 05/2025 → Present
    Raleigh, NC
Previous Registrations
  • 2025-03-31 → 2025-05-06
    Durham, NC
    Raleigh, NC
    Boston, MA
  • 2023-06-27 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Durham, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-26
  • S66 Uniform Combined State Law Examination
    2023-05-26

View on SEC IAPD

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