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Andrew Alexander Pannell

Capital Investment Advisory Services, LLC

Raleigh, NC

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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-10-28
  • NC RA
    APPROVED
    Since 2024-10-28

Branch Locations

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Secu Brokerage Services Raleigh NC 07/2022 09/2023
Secu Life Insurance Company Raleigh NC 07/2022 09/2023
State Employees' Credit Union Raleigh NC 08/2021 09/2023
Rei Durham NC 01/2021 08/2021
Raleigh Market Co. Raleigh NC 12/2020 01/2021
Mellow Mushroom Boone NC 08/2016 12/2020
Credit Union Investment Services Raleigh NC 09/2022 09/2023
Wells Fargo Clearing Services, Llc Raleigh NC 09/2023 04/2024
Wells Fargo Bank, Na Raleigh NC 09/2023 04/2024
Carolina Country Club Raleigh NC 04/2024 10/2024
Capital Investment Group, Inc Raleigh NC 10/2024 Present
Capital Investment Advisory Services, Llc Raleigh NC 10/2024 Present
Capital Investment Brokerage, Inc. Raleigh NC 04/2026 Present
  • 07/2022 → 09/2023
    Secu Brokerage Services
    Raleigh, NC
  • 07/2022 → 09/2023
    Secu Life Insurance Company
    Raleigh, NC
  • 08/2021 → 09/2023
    State Employees' Credit Union
    Raleigh, NC
  • 01/2021 → 08/2021
    Rei
    Durham, NC
  • 12/2020 → 01/2021
    Raleigh Market Co.
    Raleigh, NC
  • 08/2016 → 12/2020
    Mellow Mushroom
    Boone, NC
  • 09/2022 → 09/2023
    Credit Union Investment Services
    Raleigh, NC
  • 09/2023 → 04/2024
    Wells Fargo Clearing Services, Llc
    Raleigh, NC
  • 09/2023 → 04/2024
    Wells Fargo Bank, Na
    Raleigh, NC
  • 04/2024 → 10/2024
    Carolina Country Club
    Raleigh, NC
  • 10/2024 → Present
    Capital Investment Group, Inc
    Raleigh, NC
  • 10/2024 → Present
    Capital Investment Advisory Services, Llc
    Raleigh, NC
  • 04/2026 → Present
    Capital Investment Brokerage, Inc.
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-12
S63 Uniform Securities Agent State Law Examination 2022-09-23
  • S65 Uniform Investment Adviser Law Examination
    2022-12-12
  • S63 Uniform Securities Agent State Law Examination
    2022-09-23
Other Names
  • Andrew Alexander Pannell
  • Andrew Pannell

View on SEC IAPD

Other Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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