Thomas Wallis

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-30
NY	RA	APPROVED	2025-06-20

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Dallas	TX	05/2024	Present
Charles Schwab	Westlake	TX	01/2024	04/2024
Cambium Group	Rye Brook	NY	07/2022	12/2023
The Milbrook Club	Greenwich	CT	05/2022	08/2022
Southern Methodist University	Dallas	TX	08/2021	05/2022
Gofer Ice Cream	Greenwich	CT	05/2018	06/2022
Unemployed	Cos Cob	CT	04/2014	03/2018
Southern Methodist University	Dallas	TX	08/2020	06/2024
Tfs Energy Solutions	New York	NY	06/2023	07/2023
Bank Of America, N.A.	Dallas	TX	06/2024	Present

05/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX
01/2024 → 04/2024

Charles Schwab

Westlake, TX
07/2022 → 12/2023

Cambium Group

Rye Brook, NY
05/2022 → 08/2022

The Milbrook Club

Greenwich, CT
08/2021 → 05/2022

Southern Methodist University

Dallas, TX
05/2018 → 06/2022

Gofer Ice Cream

Greenwich, CT
04/2014 → 03/2018

Unemployed

Cos Cob, CT
08/2020 → 06/2024

Southern Methodist University

Dallas, TX
06/2023 → 07/2023

Tfs Energy Solutions

New York, NY
06/2024 → Present

Bank Of America, N.A.

Dallas, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-07-17

Nearby Firms