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Anthony Collard

J.P. Morgan Securities LLC

New York, NY

CRD 7607226

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-29
TX RA APPROVED_RES 2024-01-26
  • NY RA
    APPROVED
    Since 2024-02-29
  • TX RA
    APPROVED_RES
    Since 2024-01-26

Branch Locations

270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 07/2022 Present
Jpmorgan Chase Bank, N.A. New York NY 07/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-25
  • S66 Uniform Combined State Law Examination
    2022-10-25
Other Names
  • Anthony Francis Collard

View on SEC IAPD

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