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Michael Charles Sforza

Ubs Financial Services Inc.

Nashville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-06-20
  • TN RA
    APPROVED
    Since 2024-06-20

Branch Locations

3102 West End Avenue Suite 780, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Nashville TN 10/2022 Present
Miami University Oxford OH 08/2018 10/2022
Massmutual Pittsburgh PA 06/2020 10/2020
Mars Area School District Mars PA 08/2008 08/2018
  • 10/2022 → Present
    Ubs Financial Services
    Nashville, TN
  • 08/2018 → 10/2022
    Miami University
    Oxford, OH
  • 06/2020 → 10/2020
    Massmutual
    Pittsburgh, PA
  • 08/2008 → 08/2018
    Mars Area School District
    Mars, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-30
  • S66 Uniform Combined State Law Examination
    2023-05-30

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
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WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
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