Phillip Stevens

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 06/2018
  High School
  Raleigh, NC
• 08/2018 → 05/2022
  Nc State University
  Raleigh, NC
• 04/2016 → 01/2022
  Angus Barn
  Raleigh, NC
• 06/2017 → 07/2018
  Raleigh Country Club
  Raleigh, NC
• 01/2021 → 06/2021
  Redline Beer And Wine
  Raleigh, NC
• 06/2021 → 08/2021
  Synergy Financial Partners
  Raleigh, NC
• 06/2018 → 08/2018
  Nc State University Club
  Raleigh, NC
• 07/2022 → 08/2024
  Fidelity Investments
  Durham, NC
• 08/2021 → 09/2022
  Bailey's Fine Jewelry
  Raleigh, NC
• 09/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
• 12/2024 → Present
  Bank Of America, N.A.
  Raleigh, NC

Previous Registrations

• 2022-12-12 → 2024-09-04
  Fidelity Personal And Workplace Advisors
  Durham, NC

Exams

• S66 Uniform Combined State Law Examination
  2022-11-28

Other Names

• Phillip Ainsworth Stevens
• Phillip Stevens