Ryan John Schrift

Current Employers

Employment History

• 05/2012 → Present
  Lpl Financial Llc
  Belmont, NC
• 04/2016 → Present
  Independent Advisor Alliance, Llc
  Belmont, NC

Previous Registrations

• 2007-08-23 → 2012-05-15
  Morgan Keegan & Company, Llc
  Charlotte, NC

Other Businesses

1) 09/19/2012: R.J. Schrift Private Asset Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2) 03/18/2013: LTC Financial Partners - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 10% Time Spent 3) 07/25/2013: Independent Advisor Alliance - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 5% Time Spent 4) 12/02/2014: City of Belmont - Non-Profit Board Member - Not Investment Related - Start 12/01/2013 - 10 Hr/Mo; 0 Hour(s) During Securities Trading - City Councilman 5) 02/24/2015: RJ SCHRIFT & Company, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 100 North Main Street, Belmont, NC 28012 - Start 03/01/2015 - 1 Hr/Mo; 0 Hour(s) During Securities Trading 6) 08/12/2015: Independent Advisor Alliance - Registered Investment Advisor - DBA: (Hybrid) Independent Advisor Alliance - Investment Related - 100 North Main St. Belmont NC 28012 - Start 09/01/2015 - 120 Hr/Mo; 100 Hour(s) During Securities Trading 7) 04/29/2016: Independent Advisor Alliance - Registered Investment Advisor DBA - DBA: (Hybrid) Cauble Schrift Private Asset Management - Investment Related - 27 E Catawba Street Belmont, NC 28012 - Start 05/02/2016 - 40 Hr/Mo; 40 Hour(s) During Securities Trading 8) 05/05/2016: Cauble Schrift Private Asset Management - DBA for LPL Business (entity for LPL business) - Investment Related - 27 East Catawba Belmont, NC 28012 - Start 05/02/2016 - 40 Hr/Mo; 40 Hour(s) During Securities Trading 9) 06/29/2016: Independent Advisor Alliance - Registered Investment Advisor DBA - DBA: (Hybrid) R.J. Schrift Private Asset Management - Investment Related - 27 Catawba Street Belmont NC 28012 - Start 06/01/2016 - 50 Hr/Mo; 50 Hour(s) During Securities Trading 10) 10/28/2016: Cauble Schrift - DBA for LPL Business (entity for LPL business) - Investment Related - 27 Catawba Street Belmont, NC 28012 - Start 05/01/2016 - 10 Hr/Mo; 1 Hour(s) During Securities Trading 11) 11/08/2016: Independent Advisor Alliance - Registered Investment Advisor DBA - DBA: (HYbrid) Cauble Schrift - Investment Related - At Reported Business Location(s) - Start 05/01/2016 - 10 Hr/Mo; 2 Hour(s) During Securities Trading - I provide investment advisory services through Independent Advisor Alliance an independent investment advisor firm. I started this business activity on 11/8/16. I expect to spend approximately 10 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 12) 03/01/2022 - The Schrift Boys Farm - Not Investment Related - South Carolina - Other-Agriculture/Business Owner - Managing Partner - Start Date: 3/31/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Oversee farm land for agriculture use. 13) 02/12/2024 - Thoughts from the Vault - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/1/2024 - 1 Hr/mo; 0 Hr During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2007-08-22