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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hunt Valley | MD | 01/2023 | 04/2024 |
| Wells Fargo Advisors | Annapolis | MD | 08/2022 | 12/2022 |
| Jp Morgan Chase Bank | Washington | DC | 07/2021 | 05/2022 |
| The George Washington University | Washington | DC | 08/2020 | 05/2022 |
| Ultimate Medical Academy | Tampa | FL | 02/2020 | 08/2020 |
| Hillsborough Community College | Tampa | FL | 08/2017 | 12/2019 |
| Florida Dept Of Education | Tampa | FL | 01/2017 | 05/2017 |
| Maple Leaf International School | Dhaka | 01/2002 | 12/2016 | |
| Museum Of Science Industry Inc | Tampa | FL | 04/2019 | 09/2019 |
| Jersey Mikes Sub | Tampa | FL | 07/2018 | 04/2019 |
| Massmutual Life Insurance Company | New York | NY | 02/2026 | Present |
| Mml Investors Services Llc | New York | NY | 02/2026 | Present |
| Unemployed | New York | NY | 04/2024 | 08/2025 |
| Indochino | New York | NY | 09/2025 | 11/2025 |
| Unemployed | Tampa | FL | 05/2017 | 07/2017 |
| Unemployed | Tampa | FL | 01/2020 | 02/2020 |
| Lenox Advisors | New York | NY | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-05 |
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