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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-21
NJ RA APPROVED 2022-10-14
  • TX RA
    APPROVED
    Since 2023-06-21
  • NJ RA
    APPROVED
    Since 2022-10-14

Branch Locations

15 Commerce Blvd. 275 Rt 10 East, Suite #209, Succasunna, NJ 07876 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Army (Active Duty) Fort Stewart GA 07/2014 07/2022
Summit Financial Llc Red Bank NJ 02/2022 05/2022
Stifel Financial Corporation Succasunna NJ 08/2022 Present
  • 07/2014 → 07/2022
    United States Army (Active Duty)
    Fort Stewart, GA
  • 02/2022 → 05/2022
    Summit Financial Llc
    Red Bank, NJ
  • 08/2022 → Present
    Stifel Financial Corporation
    Succasunna, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-13
  • S66 Uniform Combined State Law Examination
    2022-10-13

View on SEC IAPD

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