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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-16 |
| NJ | RA | APPROVED | 2015-09-04 |
Branch Locations
15 Commerce Blvd. 275 Rt 10 East, Suite #209, Succasunna, NJ 07876 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Roxbury | NJ | 08/2015 | Present |
1. NEW JERSEY ARMY NATIONAL GUARD, NOT INVESTMENT RELATED, 107 NEWARK HAMPTON TPK RIVERDALE NJ, MILITARY SERVICE, MEMBER OF NATIONAL GUARD, BEGAN 04/203, 1 WEEKEND PER MONTH. 2. PROJECT SELF SUFFICIENCY; 127 MILL STREET NEWTON NJ 07860; THE MISSION OF PROJECT SELF-SUFFICIENCY OF SUSSEX COUNTY IS TO SUPPORT AND EMPOWER LOW-INCOME INDIVIDUALS AND FAMILIES TO IMPROV; LEADERSHIP COUNCL; COMMUNITY OUTREACH, ATTENDS AND SUPPORTS EVENTS; AFFILIATION STARTED 01/01/2014; 2 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 3. Moynihan Companies LLC; 229 Main St Andover, NJ 07821; Contracting; Supervisor; Assisting son with supervising snow plow trucks during storms; 12/09/2019; 30 Hours per Month; During Investment Trading Hours; Not Investment Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-01-30 |
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