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Ted Michael Davis

Stifel, Nicolaus & Company, Incorporated

Succasunna, NJ

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-12-11
TX RA APPROVED 2020-12-11
  • NJ RA
    APPROVED
    Since 2020-12-11
  • TX RA
    APPROVED
    Since 2020-12-11

Branch Locations

15 Commerce Blvd. 275 Rt 10 East, Suite #209, Succasunna, NJ 07876 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Parsippany NJ 10/2009 12/2020
Stifel Nicolaus & Co Inc Roxbury NJ 12/2020 Present
Previous Registrations
  • 2009-10-09 → 2020-12-22
    Rbc Capital Markets, Llc
    Parsippany, NJ
    Florham Park, NJ
  • 2003-06-03 → 2009-10-09
    J. B. Hanauer & Co.
    Parsippany, NJ
    Parsippany, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-02-21
S63 Uniform Securities Agent State Law Examination 1986-09-23
  • S65 Uniform Investment Adviser Law Examination
    2003-02-21
  • S63 Uniform Securities Agent State Law Examination
    1986-09-23

View on SEC IAPD

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JAMES J FERRIE
HAROLD PERRY USZEROWICZ
MICHAEL JOSEPH STAUFENBERGER
MARTIN BENNO WELZMULLER
MICHAEL CHRISTOPHER STAUFENBERGER
SCOTT ANDREW BUCHANAN

Other Offices

LPL FINANCIAL LLC · SUCCASUNNA, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SUCCASUNNA, NJ
LPL FINANCIAL LLC · FLANDERS, NJ
OMEGA CAPITAL MANAGEMENT, LLC · FLANDERS, NJ
CREATIVE FINANCIAL DESIGNS, INC. · SUCCASSUNNA, NJ
CREATIVE FINANCIAL DESIGNS, INC. · Succasunna, NJ
EDWARD JONES · SUCCASUNNA, NJ
J.P. MORGAN SECURITIES LLC · LEDGEWOOD, NJ

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