Best Investors Account Sign in

Richard J Zablocki

LPl Financial LLC

New London, CT

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-02-14
  • CT RA
    APPROVED
    Since 2018-02-14

Branch Locations

326 State Street Ste 202, New London, CT 06320 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Bookkeeping Co. New London CT 07/2010 Present
Invest Financial Corp. New London CT 11/2015 02/2018
Lpl Financial Llc New London CT 02/2018 Present
  • 07/2010 → Present
    American Bookkeeping Co.
    New London, CT
  • 11/2015 → 02/2018
    Invest Financial Corp.
    New London, CT
  • 02/2018 → Present
    New London, CT
Previous Registrations
  • 2015-12-02 → 2018-02-14
    Invest Financial Corporation
    New London, CT
    New London, CT
    Clearwater, FL
  • 2008-09-08 → 2015-09-01
    Palm Beach Gardens, FL
    Old Saybrook, CT
    Palm Beach Gardens, FL
    Wethersfield, CT
Other Businesses

1. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03784 - Real Estate Rental - Owner - Start Date 2007 - OBQ ID # 158213. 2. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03766 - Real Estate Rental - Owner - OBQ ID # 158287. 3. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03766 - Real Estate Rental - Owner - OBQ ID # 158286. 4. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03766 - Real Estate Rental - Owner - OBQ ID # 158285. 5. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03766 - Real Estate Rental - Owner - OBQ ID # 158284. 6. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03766 - Real Estate Rental - Owner - OBQ ID # 158278. 7. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03766 - Real Estate Rental - Owner - OBQ ID # 158277. 8. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03766 - Real Estate Rental - Owner - OBQ ID # 158269. 9. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03784 - Real Estate Rental - Owner - OBQ ID # 158267. 10. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03784 - Real Estate Rental - Owner - OBQ ID # 158264. 11. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03784 - Real Estate Rental - Owner - OBQ ID # 158261. 12. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03784 - Real Estate Rental - Owner - OBQ ID # 158259. 13. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03784 - Real Estate Rental - Owner - OBQ ID # 158255. 14. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03784 - Real Estate Rental - Owner - OBQ ID # 158252. 15. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03784 - Real Estate Rental - Owner - OBQ ID # 158249. 16. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03784 - Real Estate Rental - Owner - OBQ ID # 158245. 17. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03784 - Real Estate Rental - Owner - OBQ ID # 158242. 18. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03784 - Real Estate Rental - Owner - OBQ ID # 158239. 19. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03784 - Real Estate Rental - Owner - OBQ ID # 158237. 20. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03784 - Real Estate Rental - Owner - OBQ ID # 158236. 21. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03784 - Real Estate Rental - Owner - OBQ ID # 158233. 22. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03784 - Real Estate Rental - Owner - OBQ ID # 158230. 23. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03784 - Real Estate Rental - Owner - OBQ ID # 158225. 24. 02/14/2018 - Princeton Realty Holdings - Not Investment Related - Lebanon, NH 03766 - Real Estate Rental - Owner - OBQ ID # 158288. 25. 02/14/2018 - American Bookkeeping Co. - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner/Accountant - Start Date 2010.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-06
  • S66 Uniform Combined State Law Examination
    2008-09-06
Other Names
  • Richard Zablocki

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New London, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor