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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-04-30
  • CT RA
    APPROVED
    Since 2025-04-30

Branch Locations

125 Eugene Oneill Dr Suite 100, New London, CT 06320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New London CT 09/2013 04/2025
Raymond James & Associates Inc. New London CT 04/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-11
S63 Uniform Securities Agent State Law Examination 2001-09-20
  • S65 Uniform Investment Adviser Law Examination
    2005-03-11
  • S63 Uniform Securities Agent State Law Examination
    2001-09-20

View on SEC IAPD

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