Jeffrey Alan Segal

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1999 → Present
  Commonwealth Equity Services, Inc.
  Glastonbury, CT

Other Businesses

1. Fixed Insurance sales; as of 1988; 2% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-Owner and Partner, Omnica Wealth, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 09/01/2013; 100% of time spent during business hours; Conducted at branch; Investment related. 3. Owner, LexSam, LLC, private entity established as a real estate holding company for property located in Groton, CT; as of 2009, 1% of time spent during business hours; Conducted at branch location; Not investment related. 4. Race Car Driver and Instructor; as of 2014, 1% of time spent during business hours, Not conducted at branch location; Not investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-01-16
• S65 Uniform Investment Adviser Law Examination
  1995-11-30

Designations

• Certified Financial Planner