Brian Rolfe

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2007-02-16

CT RA
APPROVED

Since 2007-02-16

Branch Locations

35 Huntington Street, New London, CT 06320 • United States

180 Glastonbury Boulevard Suite 200, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Baune & Rolfe, P.C.	New London	CT	05/1986	Present

05/1986 → Present

Baune & Rolfe, P.C.

New London, CT

Other Businesses

MEMBER OF THIRTY-FIVE REALTY, LLC WHICH IS A REAL ESTATE ENTITY WHICH OWNS THE PROPERTY AT 35 HUNTINGTON STREET IN NEW LONDON, CT WHERE BAUNE & ROLFE, P.C. OPERATES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-02-15

S65 Uniform Investment Adviser Law Examination

2007-02-15

View on SEC IAPD

Current Employers

Commonwealth Financial Network

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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