Arundhati Paul

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 05/2022
  Aetna
  Hartford, CT
• 08/2014 → 05/2018
  University Of Michigan
  Ann Arbor, MI
• 09/2022 → Present
  Lpl Financial Llc
  Syosset, NY
• 05/2022 → 09/2022
  Unemployed
  Woodbury, NY

Other Businesses

1. 05/21/2024 - Solaris Risk Management LLC - Inv Related - At Reported Business Location(s) - Insurance Agency - President - Started: 11/30/2024 - 120 Hrs/Mo; 6 Hrs During Trading. 2) 01/09/2025 - Solaris Asset Management LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/01/2025 - 100 Hrs/Mth - 100 Hrs During Trading

Exams

• S66 Uniform Combined State Law Examination
  2024-12-13