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1011 Poyntz Avenue, Manhattan, KS 66502 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Manhattan | KS | 07/2022 | 07/2025 |
| Kansas State University Foundation | Manhattan | KS | 06/2014 | 07/2022 |
| Keating And Associates | Manhattan | KS | 10/2022 | 07/2025 |
| Raymond James Financial Services Advisors, Inc. | Manhattan | KS | 12/2022 | 07/2025 |
| Keating Financial Advisory Services | Manhattan | KS | 01/2023 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2025 | Present |
1) Keating Financial Advisory Services. Investment Related. At Registered Location. RIA. IAR. 7/2025. 150. 150. Financial advising and related aspects of investing and planning 2) Fixed Insurance; Investment Related. At Registered Location; Fixed/Traditional Insurance. Agent. 07/2022. 10. 10. Provide insurance advice based on the needs of client(s) 3) JJD Ventures. Non-Investment Related. 1808 Limestone Rd Clay Center, KS 67432. Manufacturing Company. Owner. 05/2024. 40. 5. Owner of a small manufacturing company. I help with the finances and high-level management decisions. We have a full staff and a separate President that handles all of the day-to-day management and decisions. 4) Keating & Associates. Non-Investment Related. At Registered Location. Insurance Agency. Agent. 05/1981. 20. 20. Financial Advisor, non-variable insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-07 |
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