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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-06-24 |
| NY | RA | APPROVED | 2024-06-20 |
| TX | RA | APPROVED | 2024-06-20 |
Branch Locations
277 Park Ave., Fl 36, New York, NY 10172 • United States
1230 Avenue Of The Americas Flr 3, New York, NY 10020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Colorado Springs | CO | 06/2014 | 06/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hopewell | NJ | 07/2022 | 06/2024 |
| J.P. Morgan Securities Llc | New York | NY | 06/2024 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-28 |
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