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Michelle Peltier Warshauer

Morgan Stanley

Mandeville, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-23
LA RA APPROVED 2010-11-12
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • LA RA
    APPROVED
    Since 2010-11-12

Branch Locations

1261 West Causeway Approach, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc Covington LA 07/2008 Present
Morgan Stanley Smith Barney Mandeville LA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 07/2008 → Present
    Citigroup Global Markets Inc
    Covington, LA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Mandeville, LA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-07-10 → 2008-07-15
    Morgan Stanley & Co. Llc
    Covington, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-06
  • S66 Uniform Combined State Law Examination
    2007-07-06
Other Names
  • Michelle Pamela Peltier

View on SEC IAPD

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JEFFREY DAVID BRUCE
STEWART RYAN SHIELDS
MICHAEL T HUERSTEL
DOUGLAS C TATE
RICHARD S DANIELSON
PHILBERT J DEMARIE
JEANINE MARIE CAZAUBON
DARRYL NORMAN MIERL

Other Offices

LPL FINANCIAL LLC · MANDEVILLE, LA
CONCURRENT INVESTMENT ADVISORS, LLC · Mandeville, LA
EAGLE STRATEGIES LLC · MANDEVILLE, LA
AMERIPRISE FINANCIAL SERVICES, LLC · MANDEVILLE, LA
LPL FINANCIAL LLC · MANDEVILLE, LA
SILVER OAK SECURITIES, INCORPORATED · MADISONVILLE, LA
EDELMAN FINANCIAL ENGINES · MANDEVILLE, LA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MANDEVILLE, LA

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