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Joshua Marin

Oppenheimer & Co. Inc.

New York, NY

Wantagh, NY

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-02
  • NY RA
    APPROVED
    Since 2024-08-02

Branch Locations

85 Broad Street 25Th Floor,26Th Floor, New York, NY 10004 • United States

Wantagh, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. New York NY 07/2022 Present
Bny Mellon New York NY 03/2018 07/2022
Unemployed New York NY 12/2017 03/2018
Hamilton Lane Advisors Conshohocken PA 01/2016 12/2017
  • 07/2022 → Present
    Oppenheimer & Co. Inc.
    New York, NY
  • 03/2018 → 07/2022
    Bny Mellon
    New York, NY
  • 12/2017 → 03/2018
    Unemployed
    New York, NY
  • 01/2016 → 12/2017
    Hamilton Lane Advisors
    Conshohocken, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-12-28
  • S63 Uniform Securities Agent State Law Examination
    2022-12-28
Designations

View on SEC IAPD

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