Dillon Edward Smith

Employer firm

First Citizens Investor Services, Inc. CRD 44430

$2.63B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2022 → 10/2022
  Imagine Financial, Llc
  Irmo, SC
• 08/2022 → 10/2022
  Ae Wealth Management, Llc
  Topeka, KS
• 01/2021 → 04/2026
  Prisma Health
  Columbia, SC
• 05/2019 → 12/2020
  Orlando Health
  Orlando, FL
• 12/2018 → 04/2019
  Legendary Field Exhibitions - Orlando Apollos
  Orlando, FL
• 07/2016 → 12/2018
  Texas Christian University
  Fort Worth, TX
• 11/2022 → 10/2024
  Equitable Advisors Llc
  New York, NY
• 07/2022 → 10/2022
  Madison Avenue Securities Llc
  San Diego, CA
• 10/2024 → 04/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbia, SC
• 11/2024 → 04/2025
  Bank Of America, N.A.
  Columbia, SC
• 04/2025 → Present
  First Citizens Investor Services
  Raleigh, NC
• 04/2025 → Present
  First Citizens Asset Management
  Raleigh, NC

Previous Registrations

• 2024-11-13 → 2025-04-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbia, SC
• 2023-01-11 → 2024-10-23
  Equitable Advisors, Llc
  Columbia, SC
  Greenville, SC
• 2022-08-24 → 2022-10-10
  Ae Wealth Management, Llc
  Irmo, SC

Other Businesses

Billy Smith, Clarks Hill, SC 29821, non-investment related; Power of Attorney, Executor, Immediate Family (Father) Start date /01/2023 0 hr/month , POA for mom Name of the other businessKaren Smith Whether the business is investment-relatedNo Address of the other businessClarks Hill, SC 29821 Nature of the other businessPower of Attorney Your positionExecutor Title, or relationship with the other businessImmediate Family (Mother) Start date of your relationship06/01/2023 Approximate number of hours/month you devote to the other business0 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessPOA for mom Name of the other businessJennifer Smith Whether the business is investment-relatedNo Address of the other businessIrmo, SC 29063 Nature of the other businessPower of Attorney Your positionExecutor Title, or relationship with the other businessImmediate Family (Wife) Start date of your relationship06/04/2016 Approximate number of hours/month you devote to the other business0 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessPOA for Wife Name of the other businessRaegan Smith Whether the business is investment-relatedNo Address of the other business Irmo, SC 29063 Nature of the other businessPower of Attorney Your positionExecutor Title, or relationship with the other businessImmediate Family (Daughter) Start date of your relationship5/22/2021 Approximate number of hours/month you devote to the other business0 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other business POA for Child I*: 2066315 Name of the other business Ashford Whether the business is investment-related No Address of the other business Irmo, SC 29063 Nature of the other business Homeowners Association for Ashford Your position Board Member - Vice President Start date of your relationship 06/01/2023 Approximate number of hours/month you devote to the other business10 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other business : 1 of 5 Board Members for Ashford neighborhood. Oversee amenities and approve budget, updates, etc. FCAM; 8540 Colonnade Center Dr Raleigh, NC 27615; Financial Consultant, working with affiliate RIA. 4/9/2025; 40 hr/month.

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-01-04
• S65 Uniform Investment Adviser Law Examination
  2022-06-16

Other Names

• Dillon Edward Smith
• Dillon Smith