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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-13 |
| MA | RA | APPROVED | 2023-06-07 |
Branch Locations
131 Ashland St, North Adams, MA 01247 • United States
150 West St, Pittsfield, MA 01201 • United States
5 Cheshire Road Suite 26, Pittsfield, MA 01201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Greylock Federal Credit Union | Pittsfield | MA | 01/2005 | Present |
| Lpl Financial Llc | Pittsfield | MA | 08/2022 | Present |
1) 8/2022- Greylock Investment Group- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2) 8/2022- Marissa Kirchner-Notary- inv. related- Pittsfield,MA- start date 6/1/2015- 0hrs
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-28 |
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