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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Williamstown | MA | 10/2011 | Present |
| Mml Investors Services, Llc | Williamstown | MA | 11/2011 | Present |
NAME: STEVEN E CHICK, CFP INV REL: Y ADD: 620 MAIN ST, WILLIAMSTOWN, MA 01267 NATURE: NONMMLIA INSURANCE BROKERAGE POSITION: SALES/AGENT START DATE: 1/1/2015 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: INDIVIDUAL LIFE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-09 |
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