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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-06 |
| MA | RA | APPROVED | 2025-10-03 |
Branch Locations
10 Walden St Floor 3, Williamstown, MA 01267 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 02/2010 | 10/2025 |
| Mountainone Bank Dba Mountainone Investment Group | Williamstown | MA | 04/2011 | 10/2025 |
| Kestra Investment Services | Williamstown | MA | 10/2025 | Present |
| Kestra Advisory Services | Williamstown | MA | 10/2025 | Present |
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: GREEN RIVER FINANCIAL SERVICES POSITION: Owner/Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2025 ADDRESS: 10 Walden St., 3rd Floor, Williamstown MA 01267, United States DESCRIPTION: Financial Advisor to clients Name: KESTRA INSURANCE PLANNING POSITION: advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/03/2025 ADDRESS: 10 Walden St., 3rd Floor, Williamstown MA 01267, United States DESCRIPTION: help find annuity and insurance solutions for clients Name: TACONIC GOLF CLUB POSITION: president of the board NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 09/09/2025 ADDRESS: 19 Meacham St., Williamstown MA 01267, United States DESCRIPTION: oversee a team of club managers alongside 11 other board members
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-03 |
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