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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-06
MA RA APPROVED 2025-10-03
  • TX RA
    APPROVED_RES
    Since 2025-10-06
  • MA RA
    APPROVED
    Since 2025-10-03

Branch Locations

10 Walden St Floor 3, Williamstown, MA 01267 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 02/2010 10/2025
Mountainone Bank Dba Mountainone Investment Group Williamstown MA 04/2011 10/2025
Kestra Investment Services Williamstown MA 10/2025 Present
Kestra Advisory Services Williamstown MA 10/2025 Present
  • 02/2010 → 10/2025
    Waltham, MA
  • 04/2011 → 10/2025
    Mountainone Bank Dba Mountainone Investment Group
    Williamstown, MA
  • 10/2025 → Present
    Kestra Investment Services
    Williamstown, MA
  • 10/2025 → Present
    Kestra Advisory Services
    Williamstown, MA
Previous Registrations
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: GREEN RIVER FINANCIAL SERVICES POSITION: Owner/Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2025 ADDRESS: 10 Walden St., 3rd Floor, Williamstown MA 01267, United States DESCRIPTION: Financial Advisor to clients Name: KESTRA INSURANCE PLANNING POSITION: advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/03/2025 ADDRESS: 10 Walden St., 3rd Floor, Williamstown MA 01267, United States DESCRIPTION: help find annuity and insurance solutions for clients Name: TACONIC GOLF CLUB POSITION: president of the board NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 09/09/2025 ADDRESS: 19 Meacham St., Williamstown MA 01267, United States DESCRIPTION: oversee a team of club managers alongside 11 other board members

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-03
  • S66 Uniform Combined State Law Examination
    2001-08-03

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