Ellen Jean Bauers

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → Present
  Massmutual Life Insurance Co
  North Adams, MA
• 11/2015 → Present
  Mml Investors Services, Llc
  North Adams, MA

Other Businesses

Name: Ellen Bauers Inv Rel: Y Add: 60 Roberts Dr., Ste. 214, North Adams, MA 01247 Nature: Outside Insurance Business Position: Agent Start date: 08/17/2023 No. HR/MO: 4 No. HR/MO during sec trading: 4 Describe duties: Sales and services Individual Life, Equity fixed Life, Fixed Annuities , LTC and DI.

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-11-15

Other Names

• Ellen Jean Bauers
• Ellen Jean Bauers Janis
• Ellen Janis