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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-10-12 |
Branch Locations
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Charlotte | NC | 06/2022 | 08/2022 |
| Us Tech Solutions | Jersey City | NJ | 06/2022 | 08/2022 |
| Testar Engineering Inc. | Raleigh | NC | 04/2018 | 03/2022 |
| Old South Restaurant | Creedmoor | NC | 05/2016 | 10/2016 |
| Unc Charlotte | Charlotte | NC | 08/2018 | 12/2022 |
| Vance Granville Community College | Creedmoor | NC | 08/2014 | 05/2018 |
| Granville Early College High School | Creedmoor | NC | 08/2014 | 05/2018 |
| Wells Fargo Clearing Services | Charlotte | NC | 03/2023 | 07/2023 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-19 |
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