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Christopher Han

Cetera Investment Advisers LLC

El Segundo, CA

Fort Lauderdale, FL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-16
  • FL RA
    APPROVED
    Since 2025-12-16

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Fort Lauderdale, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Efc Financial Services, Llc Dresher PA 07/2014 07/2019
Ascensus Dresher PA 07/2014 07/2019
Ascensus Broker Dealer Services, Llc Newton MA 10/2018 07/2019
Sentinel Benefits And Financial Group New York NY 07/2019 05/2020
Gwfs Equities, Inc. Greenwood Village CO 06/2020 10/2022
Cetera Wealth Services, Llc El Segundo CA 08/2025 Present
Cetera Advisors Llc Greenwood Village CO 08/2025 Present
Cetera Financial Specialists Llc Schaumburg IL 08/2025 Present
Cetera Investment Services Llc St Cloud MN 08/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2025 Present
Unemployed Jersey City NJ 10/2022 02/2023
Aon Fort Lauderdale FL 02/2023 05/2024
Wtw Fort Lauderdale FL 05/2024 09/2025
  • 07/2014 → 07/2019
    Efc Financial Services, Llc
    Dresher, PA
  • 07/2014 → 07/2019
    Ascensus
    Dresher, PA
  • 10/2018 → 07/2019
    Ascensus Broker Dealer Services, Llc
    Newton, MA
  • 07/2019 → 05/2020
    Sentinel Benefits And Financial Group
    New York, NY
  • 06/2020 → 10/2022
    Gwfs Equities, Inc.
    Greenwood Village, CO
  • 08/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2025 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 08/2025 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 08/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 11/2025 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 10/2022 → 02/2023
    Unemployed
    Jersey City, NJ
  • 02/2023 → 05/2024
    Aon
    Fort Lauderdale, FL
  • 05/2024 → 09/2025
    Wtw
    Fort Lauderdale, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-13
S66 Uniform Combined State Law Examination 2012-01-27
  • S65 Uniform Investment Adviser Law Examination
    2025-11-13
  • S66 Uniform Combined State Law Examination
    2012-01-27

View on SEC IAPD

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