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100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-04-03 |
Branch Locations
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
455 Winding Brook Drive, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Four Town Financial Llc | Somers | CT | 08/2022 | 03/2024 |
| Senna Global Brands Llc | Somers | CT | 05/2022 | 10/2022 |
| Hillsdale Investment Management Inc. | Toronto | 04/2017 | 04/2021 | |
| Unemployed | Somers | CT | 05/2021 | 05/2022 |
| University Of Toronto | Toronto | 09/2015 | 06/2017 | |
| Hillsdale Investment Management Inc. | Toronto | 03/2017 | 04/2017 | |
| Lpl Financial Llc | Glastonbury | CT | 03/2024 | Present |
| Gateway Financial Partners | Glastonbury | CT | 03/2024 | Present |
| Gateway Wealth Partners, Llc | Glastonbury | CT | 04/2024 | Present |
1- 03/26/2024 - Gateway Financial Partners / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 03/26/2024 - Gateway Financial Partners / Non-Variable Insurance / Investment Related / At Reported Business Location(s) - Start date: 01/15/2024 3- 04/17/2024 - Gateway Wealth Partners LLC / Inv Related / At Reported Business Location(s) / Registered Investment Advisor / IAR / Started: 1/15/2024 / 80 Hrs/Mo During Trading / I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 01/2024. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 06/12/2024 - Four Town Financial LLC - Non-Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 6/15/2024 - 3 Hrs/Mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-03-29 |
| S65 | Uniform Investment Adviser Law Examination | 2021-12-13 |
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