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Current Employers
Gateway Wealth Partners, Llc

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-04-03
  • CT RA
    APPROVED
    Since 2024-04-03

Branch Locations

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

455 Winding Brook Drive, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Four Town Financial Llc Somers CT 08/2022 03/2024
Senna Global Brands Llc Somers CT 05/2022 10/2022
Hillsdale Investment Management Inc. Toronto 04/2017 04/2021
Unemployed Somers CT 05/2021 05/2022
University Of Toronto Toronto 09/2015 06/2017
Hillsdale Investment Management Inc. Toronto 03/2017 04/2017
Lpl Financial Llc Glastonbury CT 03/2024 Present
Gateway Financial Partners Glastonbury CT 03/2024 Present
Gateway Wealth Partners, Llc Glastonbury CT 04/2024 Present
  • 08/2022 → 03/2024
    Four Town Financial Llc
    Somers, CT
  • 05/2022 → 10/2022
    Senna Global Brands Llc
    Somers, CT
  • 04/2017 → 04/2021
    Hillsdale Investment Management Inc.
    Toronto
  • 05/2021 → 05/2022
    Unemployed
    Somers, CT
  • 09/2015 → 06/2017
    University Of Toronto
    Toronto
  • 03/2017 → 04/2017
    Hillsdale Investment Management Inc.
    Toronto
  • 03/2024 → Present
    Lpl Financial Llc
    Glastonbury, CT
  • 03/2024 → Present
    Gateway Financial Partners
    Glastonbury, CT
  • 04/2024 → Present
    Glastonbury, CT
Previous Registrations
  • 2022-11-15 → 2024-03-26
    Four Town Financial Llc
    Somers, CT
Other Businesses

1- 03/26/2024 - Gateway Financial Partners / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 03/26/2024 - Gateway Financial Partners / Non-Variable Insurance / Investment Related / At Reported Business Location(s) - Start date: 01/15/2024 3- 04/17/2024 - Gateway Wealth Partners LLC / Inv Related / At Reported Business Location(s) / Registered Investment Advisor / IAR / Started: 1/15/2024 / 80 Hrs/Mo During Trading / I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 01/2024. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 06/12/2024 - Four Town Financial LLC - Non-Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 6/15/2024 - 3 Hrs/Mo During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-03-29
S65 Uniform Investment Adviser Law Examination 2021-12-13
  • S63 Uniform Securities Agent State Law Examination
    2024-03-29
  • S65 Uniform Investment Adviser Law Examination
    2021-12-13
Designations

View on SEC IAPD

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