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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-08-15
  • VA RA
    APPROVED
    Since 2024-08-15

Branch Locations

8900 Burke Lake Rd, Springfield, VA 22151 • United States

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Mclean VA 11/2018 08/2023
Devon Bank Chicago IL 08/2015 10/2018
H And R Block Mclean VA 11/2017 04/2022
World Engagement Institute Chicago IL 12/2016 11/2018
Wells Fargo Clearing Services, Llc Springfield VA 12/2023 Present
Wells Fargo Bank, Na Springfield VA 12/2023 Present
Unemployed Mclean VA 09/2023 12/2023
  • 11/2018 → 08/2023
    Bank Of America
    Mclean, VA
  • 08/2015 → 10/2018
    Devon Bank
    Chicago, IL
  • 11/2017 → 04/2022
    H And R Block
    Mclean, VA
  • 12/2016 → 11/2018
    World Engagement Institute
    Chicago, IL
  • 12/2023 → Present
    Springfield, VA
  • 12/2023 → Present
    Wells Fargo Bank, Na
    Springfield, VA
  • 09/2023 → 12/2023
    Unemployed
    Mclean, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-15
S63 Uniform Securities Agent State Law Examination 2024-05-16
  • S65 Uniform Investment Adviser Law Examination
    2024-08-15
  • S63 Uniform Securities Agent State Law Examination
    2024-05-16

View on SEC IAPD

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