Amy Lee Mckenzie

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2024-08-29

UT RA
APPROVED

Since 2024-08-29

Branch Locations

142 East 200 South, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bmo Bank N.A.	Salt Lake City	UT	03/2008	Present
Lpl Financial	Salt Lake City	UT	03/2024	Present

03/2008 → Present

Bmo Bank N.A.

Salt Lake City, UT
03/2024 → Present

Lpl Financial

Salt Lake City, UT

Other Businesses

1- 03/2024 / BMO Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 03/2024 / Amy McKenzie - Notary / Notary / Investment Related / 1 hr mth / 1 hr during trading / Start date: 02/17/2022

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-08-28

S66 Uniform Combined State Law Examination

2024-08-28

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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