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Tomas Prizmic Larsen

J.P. Morgan Securities LLC

New York, NY

CRD 7600124

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-04
TX RA APPROVED 2022-09-02
  • NY RA
    APPROVED
    Since 2025-03-04
  • TX RA
    APPROVED
    Since 2022-09-02

Branch Locations

270 Park Avenue 22Nd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Milwaukee WI 07/2022 Present
Jpmorgan Securities Llc Milwaukee WI 07/2022 Present
Jpmorgan Chase Bank, Na Milwaukee WI 06/2021 08/2021
Washington University In St. Louis Saint Louis MO 01/2019 10/2020
General Nutrition Centers Saint Louis MO 01/2018 06/2018
Unemployed Saint Louis MO 07/2012 12/2017
Unemployed Saint Louis MO 11/2020 05/2021
Unemployed Saint Louis MO 09/2021 06/2022
Unemployed Saint Louis MO 07/2018 12/2018
  • 07/2022 → Present
    Jpmorgan Chase Bank, Na
    Milwaukee, WI
  • 07/2022 → Present
    Jpmorgan Securities Llc
    Milwaukee, WI
  • 06/2021 → 08/2021
    Jpmorgan Chase Bank, Na
    Milwaukee, WI
  • 01/2019 → 10/2020
    Washington University In St. Louis
    Saint Louis, MO
  • 01/2018 → 06/2018
    General Nutrition Centers
    Saint Louis, MO
  • 07/2012 → 12/2017
    Unemployed
    Saint Louis, MO
  • 11/2020 → 05/2021
    Unemployed
    Saint Louis, MO
  • 09/2021 → 06/2022
    Unemployed
    Saint Louis, MO
  • 07/2018 → 12/2018
    Unemployed
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-02
  • S66 Uniform Combined State Law Examination
    2022-09-02
Other Names
  • Tom Prizmic Larsen
  • Thomas Larsen

View on SEC IAPD

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