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Domenica Proud

J.P. Morgan Securities LLC

New York, NY

CRD 7598709

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-06
  • TX RA
    APPROVED
    Since 2022-09-06

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Boston MA 07/2022 Present
Jpmorgan Securities Llc Boston MA 07/2022 Present
Boston College Chestnut Hill MA 09/2019 05/2022
Diligent Corporation New York NY 06/2020 12/2020
Diamond Merger Sub New York NY 07/2020 09/2020
Eagles Realty Chestnut Hill MA 02/2022 08/2022
Unemployed Wilmington DE 07/2012 08/2019
J.P. Morgan Boston MA 06/2021 08/2021
  • 07/2022 → Present
    Jpmorgan Chase Bank, Na
    Boston, MA
  • 07/2022 → Present
    Jpmorgan Securities Llc
    Boston, MA
  • 09/2019 → 05/2022
    Boston College
    Chestnut Hill, MA
  • 06/2020 → 12/2020
    Diligent Corporation
    New York, NY
  • 07/2020 → 09/2020
    Diamond Merger Sub
    New York, NY
  • 02/2022 → 08/2022
    Eagles Realty
    Chestnut Hill, MA
  • 07/2012 → 08/2019
    Unemployed
    Wilmington, DE
  • 06/2021 → 08/2021
    J.P. Morgan
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-06
  • S66 Uniform Combined State Law Examination
    2022-09-06
Other Names
  • Minnie Proud
  • Domenica Rose Proud

View on SEC IAPD

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