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Ravi Patel

J.P. Morgan Securities LLC

New York, NY

CRD 7598572

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-24
TX RA APPROVED 2024-06-24
  • NY RA
    APPROVED
    Since 2024-06-24
  • TX RA
    APPROVED
    Since 2024-06-24

Branch Locations

270 Park Ave Floor 10, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na New York NY 07/2022 Present
Jpmorgan Securities Llc New York NY 07/2022 Present
Jpmorgan Chase Bank, Na Dallas TX 06/2021 08/2021
New Century Investments Fort Worth TX 05/2020 08/2020
Unemployed Arlington TX 07/2012 04/2020
Unemployed Arlington TX 09/2020 05/2021
Unemployed Arlington TX 09/2021 06/2022
  • 07/2022 → Present
    Jpmorgan Chase Bank, Na
    New York, NY
  • 07/2022 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 06/2021 → 08/2021
    Jpmorgan Chase Bank, Na
    Dallas, TX
  • 05/2020 → 08/2020
    New Century Investments
    Fort Worth, TX
  • 07/2012 → 04/2020
    Unemployed
    Arlington, TX
  • 09/2020 → 05/2021
    Unemployed
    Arlington, TX
  • 09/2021 → 06/2022
    Unemployed
    Arlington, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-24
S63 Uniform Securities Agent State Law Examination 2022-09-06
  • S65 Uniform Investment Adviser Law Examination
    2024-06-24
  • S63 Uniform Securities Agent State Law Examination
    2022-09-06

View on SEC IAPD

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