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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-05 |
| TX | RA | APPROVED | 2022-11-23 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Los Angeles | CA | 07/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 07/2022 | Present |
| Jpmorgan | Los Angeles | CA | 06/2021 | 08/2021 |
| University Of Colorado | Boulder | CO | 08/2019 | 06/2022 |
| Polidori Meat Processors | Denver | CO | 04/2020 | 04/2020 |
| Freebird Stores | Denver | CO | 04/2018 | 04/2018 |
| Unemployed | Littleton | CO | 10/2017 | 03/2018 |
| Unemployed | Littleton | CO | 09/2018 | 04/2019 |
| Bcer Engineering | Arvada | CO | 05/2017 | 08/2017 |
| Ken Caryl Ranch House | Littleton | CO | 05/2017 | 09/2017 |
| Grant Ranch Village Center | Littleton | CO | 05/2018 | 08/2018 |
| Unemployed | Littelton | CO | 01/2012 | 04/2017 |
| Snooze | Centennial | CO | 05/2019 | 08/2019 |
| Johnson Financial Group | Denver | CO | 05/2019 | 08/2019 |
| Eagles Mere Athletic Association | Littleton | CO | 06/2017 | 08/2017 |
| Eagles Mere Athletic Association | Littlteon | CO | 06/2018 | 08/2018 |
| Eagles Mere Athletic Association | Littleton | CO | 06/2019 | 08/2019 |
| Eagles Mere Athletic Association | Littleton | CO | 06/2020 | 08/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-23 |
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