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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gelston House | East Haddam | CT | 11/2016 | 12/2016 |
| Killingworth Family Pharmacy | Killingworth | CT | 03/2017 | 06/2018 |
| Madison Public Schools | Madison | CT | 06/2018 | 08/2018 |
| University Of South Carolina | Columbia | SC | 08/2018 | 05/2019 |
| Madison Public Schools | Madison | CT | 06/2019 | 09/2019 |
| University Of Connecticut | Storrs | CT | 08/2019 | 05/2022 |
| Sundae School | Harwichport | MA | 06/2020 | 08/2020 |
| The Knack | Orleans | MA | 06/2020 | 08/2021 |
| Fedex Ground | Stafford Springs | CT | 10/2020 | 11/2020 |
| Teds Bar And Restaurant | Storrs | CT | 02/2021 | 07/2022 |
| Eastward Ho! | Chatham | MA | 06/2021 | 08/2021 |
| Fidelity Investments | Smithfield | RI | 09/2022 | 07/2024 |
| Haddam-Killingworth High School | Higganum | CT | 09/2014 | 06/2018 |
| Krust Pizza Bar | Middletown | CT | 06/2019 | 01/2020 |
| Instacart | N/A | CT | 12/2020 | 09/2022 |
| Voya Financial Advisors | Windsor | CT | 07/2024 | 09/2025 |
| Alliancebernstein | Nashville | TN | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-10 |
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