Best Investors Account Sign in

Thomas James Mccormack

Ubs Financial Services Inc.

New York, NY

New York, NY

CRD 7597828

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-24
  • NY RA
    APPROVED
    Since 2024-10-24

Branch Locations

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed/Full-Time Education Ridgewood NJ 06/2005 08/2017
Ramapo Country Day Camp Airmont NY 07/2019 08/2020
Kilwins Ridgewood NJ 08/2017 07/2019
Full-Time Education Bethlehem PA 08/2018 06/2022
Ubs Financial Services, Inc New York NY 08/2022 02/2023
Ubs Financial Services, Inc New York NY 02/2023 Present
  • 06/2005 → 08/2017
    Unemployed/Full-Time Education
    Ridgewood, NJ
  • 07/2019 → 08/2020
    Ramapo Country Day Camp
    Airmont, NY
  • 08/2017 → 07/2019
    Kilwins
    Ridgewood, NJ
  • 08/2018 → 06/2022
    Full-Time Education
    Bethlehem, PA
  • 08/2022 → 02/2023
    Ubs Financial Services, Inc
    New York, NY
  • 02/2023 → Present
    Ubs Financial Services, Inc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-24
  • S66 Uniform Combined State Law Examination
    2024-10-24

View on SEC IAPD

Nearby Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC

Nearby Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone

Nearby Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor