Keaton Falk

Employer firm

Ria Advisory Group, LLC CRD 152566

$568M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 09/2016
  Earl May
  Lincoln, NE
• 09/2016 → 03/2020
  Speedway Motors
  Lincoln, NE
• 03/2020 → 06/2022
  Speedway Properties
  Lincoln, NE
• 08/2022 → Present
  Ameritas Advisory Services, Llc
  Lincoln, NE
• 08/2022 → Present
  Ameritas Insurance Company
  Lincoln, NE
• 11/2022 → Present
  Ameritas Investment Company, Llc
  Lincoln, NE
• 07/2022 → 07/2024
  Ameritas Wealth Advisors
  Lincoln, NE
• 07/2022 → Present
  Envision Wealth Network
  Lincoln, NE
• 01/2024 → Present
  Resolve
  Lincoln, NE
• 07/2024 → Present
  Ria Advisory Group, Llc
  Sioux Falls, SD

Previous Registrations

• 2022-08-22 → 2024-07-11
  Ameritas Advisory Services, Llc
  Lincoln, NE

Other Businesses

AMERITAS WEALTH ADVISORS; SAME AS BRANCH; INV REL; FINANCIAL ADVISORY SERVICE; FINANCIAL ADVISOR; START DATE=07/2022; HRS/MO=200; TRADING HRS/MO=160; SOLICIT INVESTMENT AND INSURANCE CLIENTS, ADVISE ON FINANCIAL SITUATION AND PLAN FOR FINANCIAL FUTURE * ENVISION WEALTH NETWORK; SAME AS BRANCH; INV REL; INSURANCE AGENCY; FINANCIAL ADVISOR; START DATE=07/2022; HRS/MO=200; TRADING HRS/MO=160; SALES OF INSURANCE, SECURITIES AND WEALTH MANAGEMENT * RESOLVE; INV REL; SAME AS BRANCH; INSURANCE SALES; AGENT; START DATE=01/2024; HRS/MO=32; TRADING HRS/MO=32; HELP (DOCTORS) RESIDENTS, FELLOW, AND ATTENDINGS NEGOTIATE THEIR FUTURE EMPLOYMENT CONTRACTS

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-12-09
• S65 Uniform Investment Adviser Law Examination
  2022-08-09