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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-09-14 |
| TX | RA | APPROVED | 2022-09-14 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New Yor | NY | 07/2022 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2022 | Present |
| Wake Forest University | Winston-Salem | NC | 10/2019 | 05/2022 |
| Jp Morgan | New York | NY | 06/2021 | 08/2021 |
| Wake Forest University | Winston-Salem | NC | 08/2018 | 05/2022 |
| Ssi Venture, Llc | Broomfield | CO | 03/2017 | 02/2021 |
| Aegea | Menlo Park | CA | 05/2020 | 08/2020 |
| Unemployed | Palo Alto | CA | 07/2012 | 02/2017 |
| Splendid Dgpb | Palo Alto | CA | 05/2016 | 01/2021 |
| Unemployed | Winston Salem | NC | 06/2022 | 06/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-14 |
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