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Olivia Degois Sainz

J.P. Morgan Securities LLC

New York, NY

CRD 7597722

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-09-14
TX RA APPROVED 2022-09-14
  • NY RA
    APPROVED
    Since 2022-09-14
  • TX RA
    APPROVED
    Since 2022-09-14

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New Yor NY 07/2022 Present
Jpmorgan Chase Bank, N.A. New York NY 07/2022 Present
Wake Forest University Winston-Salem NC 10/2019 05/2022
Jp Morgan New York NY 06/2021 08/2021
Wake Forest University Winston-Salem NC 08/2018 05/2022
Ssi Venture, Llc Broomfield CO 03/2017 02/2021
Aegea Menlo Park CA 05/2020 08/2020
Unemployed Palo Alto CA 07/2012 02/2017
Splendid Dgpb Palo Alto CA 05/2016 01/2021
Unemployed Winston Salem NC 06/2022 06/2022
  • 07/2022 → Present
    New Yor, NY
  • 07/2022 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 10/2019 → 05/2022
    Wake Forest University
    Winston-Salem, NC
  • 06/2021 → 08/2021
    Jp Morgan
    New York, NY
  • 08/2018 → 05/2022
    Wake Forest University
    Winston-Salem, NC
  • 03/2017 → 02/2021
    Ssi Venture, Llc
    Broomfield, CO
  • 05/2020 → 08/2020
    Aegea
    Menlo Park, CA
  • 07/2012 → 02/2017
    Unemployed
    Palo Alto, CA
  • 05/2016 → 01/2021
    Splendid Dgpb
    Palo Alto, CA
  • 06/2022 → 06/2022
    Unemployed
    Winston Salem, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-14
  • S66 Uniform Combined State Law Examination
    2022-09-14
Other Names
  • Olivia Maria Degois
  • Olivia Degois Sainz
  • Olivia Maria Degois Sainz

View on SEC IAPD

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