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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2025-08-11 |
Branch Locations
475 Pleasant Street Suite 21, Lewiston, ME 04240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Investment Management | Bangor | ME | 06/2022 | 01/2023 |
| Erik's Church | Windham | ME | 06/2022 | 06/2023 |
| Harvest Moon Deli | Bangor | ME | 02/2023 | 05/2023 |
| Orono House Of Pizza | Orono | ME | 08/2020 | 01/2021 |
| Undiscovered Maine | Orono | ME | 08/2019 | 03/2020 |
| Windham Parks And Recreation | Windham | ME | 06/2021 | 08/2021 |
| Hilltop Minimart | Raymond | ME | 06/2018 | 08/2018 |
| Camp Wawenock | Raymond | ME | 06/2017 | 08/2017 |
| University Of Maine | Orono | ME | 09/2019 | 05/2023 |
| School | Windham | ME | 09/2009 | 06/2019 |
| Commonwealth Financial Network | Lewiston | ME | 07/2024 | 08/2025 |
| Stk Steakhouse | Boston | MA | 11/2023 | 06/2024 |
| Compass Investment Management | Lewiston | ME | 08/2025 | Present |
| Commonwealth Financial Network | Lewiston | ME | 07/2022 | 01/2023 |
| Equitable Advisors, Llc | Wellesley | MA | 08/2023 | 03/2024 |
| Raymond James Financial Services, Inc. | Lewiston | ME | 08/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Lewiston | ME | 08/2025 | Present |
Compass Investment Management Non-Investment Related Lewiston, Maine DBA/Support Company Advisor Started: 09/01/2023 0 hrs per month 0 hrs during trading hrs
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-02 |
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