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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-08-16
TX RA APPROVED 2024-08-15
  • AZ RA
    APPROVED
    Since 2024-08-16
  • TX RA
    APPROVED
    Since 2024-08-15

Branch Locations

1800 E Florida Ave, Floor 02, Hemet , CA 92544 • United States

8200 E Via Paseo Del Norte, Scottsdale, AZ 85258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Gilbert AZ 01/2023 09/2023
Associate Staffing Gilbert AZ 11/2022 12/2022
Moondance Grill Germantown TN 05/2020 01/2022
Arizona State University Tempe AZ 10/2019 10/2020
F45 Germantown Germantown TN 03/2019 08/2019
More Than Words Gifts Germantown TN 11/2017 05/2018
Unemployed Germantown TN 08/2014 10/2017
J.P. Morgan Securities Llc Scottsdale AZ 08/2024 Present
Jpmorgan Chase Bank, N.A. Scottsdale AZ 08/2024 Present
Barton & Associates Inc Tempe AZ 01/2024 03/2024
Tn Air Scottsdale AZ 09/2022 08/2024
Unemployed Germantown TN 06/2018 02/2019
Unemployed Tempe AZ 09/2019 09/2019
Unemployed Tempe AZ 02/2022 09/2022
  • 01/2023 → 09/2023
    Gilbert, AZ
  • 11/2022 → 12/2022
    Associate Staffing
    Gilbert, AZ
  • 05/2020 → 01/2022
    Moondance Grill
    Germantown, TN
  • 10/2019 → 10/2020
    Arizona State University
    Tempe, AZ
  • 03/2019 → 08/2019
    F45 Germantown
    Germantown, TN
  • 11/2017 → 05/2018
    More Than Words Gifts
    Germantown, TN
  • 08/2014 → 10/2017
    Unemployed
    Germantown, TN
  • 08/2024 → Present
    Scottsdale, AZ
  • 08/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Scottsdale, AZ
  • 01/2024 → 03/2024
    Barton & Associates Inc
    Tempe, AZ
  • 09/2022 → 08/2024
    Tn Air
    Scottsdale, AZ
  • 06/2018 → 02/2019
    Unemployed
    Germantown, TN
  • 09/2019 → 09/2019
    Unemployed
    Tempe, AZ
  • 02/2022 → 09/2022
    Unemployed
    Tempe, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-10
  • S66 Uniform Combined State Law Examination
    2023-01-10
Other Names
  • Sophia L Nipp
  • Sophia Nipp

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