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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-19 |
| CA | RA | APPROVED | 2025-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brood And Seibert Cpa'S | Hemet | CA | 02/1997 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 09/2001 | 12/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2002 | 12/2025 |
| Lpl Financial Llc | Hemet | CA | 10/2025 | Present |
1. 12/2025 - Brood and Seibert CPA's - Tax Prep/Accounting/CPA - Inv Related - 70 Hour(s)/Month - 50 Hour(s) During Trading - At Reported Business Location(s) - OBA Start Date: 04/01/1995 2. 12/2025 - Robert and Gail Brood - Real Estate Rental - Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Hemet, CA - OBA Start Date: 08/01/1997 3. 12/2025 - Wealth and Income Solutions Inc - DBA for LPL Business (entity for LPL business) - Inv Related - 70 Hour(s)/Month - 50 Hour(s) During Trading - At Reported Business Location (s) - OBA Start Date: 12/1/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-16 |
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