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Robert Leonard Brood

LPl Financial LLC

Hemet, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-19
CA RA APPROVED 2025-12-02
  • TX RA
    APPROVED
    Since 2025-12-19
  • CA RA
    APPROVED
    Since 2025-12-02

Branch Locations

805 E. Florida Avenue, Hemet, CA 92543 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brood And Seibert Cpa'S Hemet CA 02/1997 Present
Cetera Financial Specialists Llc Schaumburg IL 09/2001 12/2025
Cetera Investment Advisers Llc Schaumburg IL 11/2002 12/2025
Lpl Financial Llc Hemet CA 10/2025 Present
  • 02/1997 → Present
    Brood And Seibert Cpa'S
    Hemet, CA
  • 09/2001 → 12/2025
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 11/2002 → 12/2025
    Schaumburg, IL
  • 10/2025 → Present
    Hemet, CA
Previous Registrations
Other Businesses

1. 12/2025 - Brood and Seibert CPA's - Tax Prep/Accounting/CPA - Inv Related - 70 Hour(s)/Month - 50 Hour(s) During Trading - At Reported Business Location(s) - OBA Start Date: 04/01/1995 2. 12/2025 - Robert and Gail Brood - Real Estate Rental - Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Hemet, CA - OBA Start Date: 08/01/1997 3. 12/2025 - Wealth and Income Solutions Inc - DBA for LPL Business (entity for LPL business) - Inv Related - 70 Hour(s)/Month - 50 Hour(s) During Trading - At Reported Business Location (s) - OBA Start Date: 12/1/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-16
  • S66 Uniform Combined State Law Examination
    2001-11-16
Designations

View on SEC IAPD

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