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Antoni Enrique Lucas

LPl Financial LLC

Hemet, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-07
TX RA APPROVED_RES 2025-10-07
  • CA RA
    APPROVED
    Since 2025-10-07
  • TX RA
    APPROVED_RES
    Since 2025-10-07

Branch Locations

900 East Morton Place, Hemet, CA 92543 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Securities Inc San Diego CA 04/2014 10/2021
Wedbush Securities Inc La Jolla CA 10/2021 10/2025
Lpl Financial Hemet CA 10/2025 Present
Previous Registrations
  • 2014-04-14 → 2025-10-07
    San Diego, CA
    Solana Beach, CA
    Indian Wells, CA
    La Jolla, CA
    Pasadena, CA
    Hemet, CA
    Culver City, CA
    Inglewood, CA
  • 2011-01-14 → 2014-04-07
    Beverly Hills Wealth Management, Llc
    Beverly Hills, CA
  • 2009-06-01 → 2010-12-01
    Beverly Hills, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Beverly Hills, CA
    Long Beach, CA
  • 1998-11-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    Long Beach, CA
    Long Beach, CA
Other Businesses

1.09/2025 - GENESIS ADVISORS GROUP LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 2 Hour(s)/Month - 0 Hour(s) During Trading - Hemet, CA 92543 - OBA Start Date: 10/01/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-02
S63 Uniform Securities Agent State Law Examination 1991-04-02
  • S66 Uniform Combined State Law Examination
    2005-06-02
  • S63 Uniform Securities Agent State Law Examination
    1991-04-02
Other Names
  • Tony Lucas

View on SEC IAPD

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