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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-06
CA RA APPROVED 2009-01-02
  • TX RA
    APPROVED
    Since 2017-06-06
  • CA RA
    APPROVED
    Since 2009-01-02

Branch Locations

1600 E. Florida Avenue Suite 306, Hemet, CA 92544 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Hemet CA 11/1999 Present
Raymond James Financial Services Advisors, Inc Hemet CA 01/2009 Present
Tc Financial Llc Murrieta CA 01/2023 Present
D. Canada Financial Murrieta CA 09/2006 Present
  • 11/1999 → Present
    Raymond James Financial Services
    Hemet, CA
  • 01/2009 → Present
    Hemet, CA
  • 01/2023 → Present
    Tc Financial Llc
    Murrieta, CA
  • 09/2006 → Present
    D. Canada Financial
    Murrieta, CA
Other Businesses

(1)Name of Business: D. Canada Financial Address: Branch 6HD, Murrieta, CA, 92562, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/22/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: support company for accounting purposes only (2)Name of Business: NA Address: 25220 Hancock Ave Ste 240, Murrieta, CA, 92562-0902, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/18/2000 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: NOT REQUIRED AT TIME OF SUBMISSION (3)Name of Business: TC Financial LLC Address: 25220 Hancock Ave Ste 240, Murrieta, CA, 92562-0902, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: This is a support company for my activities and responsibilities as an advisor for ICD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-24
S63 Uniform Securities Agent State Law Examination 1994-06-07
  • S65 Uniform Investment Adviser Law Examination
    1997-09-24
  • S63 Uniform Securities Agent State Law Examination
    1994-06-07
Designations

View on SEC IAPD

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