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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-02 |
| TX | RA | APPROVED | 2025-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brood & Seibert, Cpa'S | Hemet | CA | 02/1997 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 09/2001 | 12/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2002 | 12/2025 |
| Brood, Seibert & Lovcik, Cpas, Llp | Hemet | CA | 06/2021 | Present |
| Lpl Financial | Hemet | CA | 12/2025 | Present |
| Heritage Family Investments Llc | Hemet | CA | 01/2021 | Present |
1)11/12/2025 - Wealth and Income Solutions Inc. - DBA for LPL Business (entity for LPL business) -Inv Rel - At Reported Business Location(s) 2)11/12/2025 - Alicia Seibert Charitable Remainder Unitrust - Act in a Fiduciary Capacity - Inv Rel - At Reported Business Location(s) - Start: 08/2004 3)11/12/2025 - Steve Seibert Charitable Remainder Unitrust - Act in a Fiduciary Capacity - Inv Rel - At Reported Business Location(s) - Start: 08/2024 4)11/12/2025 - Ann Seibert Charitable Remainder Unitrust - Act in a Fiduciary Capacity - Inv Rel - At Reported Business Location(s) - Start: 08/2004 5)11/12/2025 - HERITAGE FAMILY INVESTMENTS LLC - Business Owner, Hemet, CA - Start: 01/2021 6)11/12/2025 - Brood, Seibert & Lovcik, CPAs, LLP - Business Owner, Hemet, CA - Start: 02/2021 7)11/12/2025 - Robert Seibert - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 09/2002 8)11/12/2025 - Brood and Seibert CPA - Tax Prep/Accounting/CPA - Inv Rel - At Reported Business Location(s) - Start 02/1997
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-16 |
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