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Owen Spellman

Stifel, Nicolaus & Company, Incorporated

New York, NY

CRD 7596005

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-25
NY RA APPROVED 2025-07-25
  • NJ RA
    APPROVED
    Since 2025-07-25
  • NY RA
    APPROVED
    Since 2025-07-25

Branch Locations

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Randolph High School Randolph NJ 09/2013 06/2017
Loyola University Maryland Baltimore MD 09/2017 06/2021
Swordfish Beach Club Westhampton Beach NY 06/2013 09/2020
La Ronde Beach Cub Westhampton Beach NY 07/2021 09/2021
Private Audio And Visual Installing Company Southampton NY 08/2021 07/2022
Dash Family Service League Hauppauge NY 12/2021 07/2022
Stifel New York City NY 07/2022 Present
  • 09/2013 → 06/2017
    Randolph High School
    Randolph, NJ
  • 09/2017 → 06/2021
    Loyola University Maryland
    Baltimore, MD
  • 06/2013 → 09/2020
    Swordfish Beach Club
    Westhampton Beach, NY
  • 07/2021 → 09/2021
    La Ronde Beach Cub
    Westhampton Beach, NY
  • 08/2021 → 07/2022
    Private Audio And Visual Installing Company
    Southampton, NY
  • 12/2021 → 07/2022
    Dash Family Service League
    Hauppauge, NY
  • 07/2022 → Present
    Stifel
    New York City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-24
  • S66 Uniform Combined State Law Examination
    2025-07-24

View on SEC IAPD

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