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Cory Justin Borcherdt

Annex Wealth Management, LLC

Brookfield, WI

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Current Employers
Annex Wealth Management, Llc

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-08-30
  • WI RA
    APPROVED
    Since 2022-08-30

Branch Locations

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tri City National Bank West Allis WI 04/2015 10/2016
Us Bank Global Fund Milwaukee WI 10/2016 07/2021
Annex Wealth Management Elm Grove WI 07/2021 07/2022
Annex Wealth Management Elm Grove WI 07/2022 Present
  • 04/2015 → 10/2016
    Tri City National Bank
    West Allis, WI
  • 10/2016 → 07/2021
    Us Bank Global Fund
    Milwaukee, WI
  • 07/2021 → 07/2022
    Annex Wealth Management
    Elm Grove, WI
  • 07/2022 → Present
    Annex Wealth Management
    Elm Grove, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-30
  • S65 Uniform Investment Adviser Law Examination
    2022-08-30

View on SEC IAPD

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MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI
WHN INVESTOR SERVICES, INC. · BROOKFIELD, WI

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