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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-16 |
Branch Locations
330 Madison Avenue 35Th Floor, New York, NY 10017 • United States
1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quasar Distributors, Llc | Charlotte | NC | 07/2022 | 09/2025 |
| Horizon Investments Llc | Charlotte | NC | 06/2022 | 09/2025 |
| Full Time Education | Summit | NJ | 01/2012 | 03/2017 |
| Summit Ymca | Summit | NJ | 03/2017 | 06/2018 |
| Unemployed | Chapel Hill | NC | 07/2018 | 08/2018 |
| Camp High Rocks | Brevard | NC | 06/2019 | 08/2019 |
| Actual Size Builders | Chapel Hill | NC | 05/2019 | 12/2021 |
| Full Time Education | Clemson | SC | 08/2018 | 05/2022 |
| Loose Change | Clemson | SC | 06/2021 | 05/2022 |
| Itsurwiener Bar And Restaurant | Clemson | SC | 07/2020 | 09/2020 |
| Camp High Rocks | Brevard | NC | 07/2017 | 08/2017 |
| Allspring Funds Distributor, Llc | Charlotte | NC | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-12 |
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